Introduction [2008] (pp. 10-11):
The more we study events and situations in the past, the more
complicated and complex we find them to be. The impulse of the best
historians is always to penetrate ever more deeply into the
circumstances of the past and to explain the complicated context of
past events. The past in the hands of expert historians becomes a
different world, a complicated world that requires considerable
historical imagination to recover with any degree of accuracy. The
complexity that we find in that different world comes with the
realization that the participants were limited by forces that they did
not understand or were even aware of -- forces such as demographic
movements, economic developments, or large-scale cultural paterns. The
drama, indeed the tragedy, of history comes from our understanding of
the tension that existed between the conscious wills and intentions of
the participants in the past and the underlying conditions that
constrained their actions and shaped their future.
(p. 14):
History that reveals the utter differentness and discontinuity of
the past tends to undermine that crude instrumental and presentist use
of the past that we Americans have been prone to. We Americans resist
this kind of historical consciousness. We do not want to hear about
the unusability and pastness of the past or about the limitations
within which people in the past were obliged to act. We do not want to
learn about the blindness of people in the past or about the
inescapable boundaries of our actions. Such a history has no immediate
utility and is apt to remind us of our own powerlessness, of our own
inability to control events and predict the future.
"Influence" in History: Explaining America: The
Federalist, by Garry Wills (New York: Doubleday, 1981) [1981]
(pp. 27-28):
In 1913 Charles Beard published his An Economic Interpretation
of the Constitution, surely the most provocative work of history
ever written in America. Since then, Beard has been proven wrong on
almost every count: in his simpleminded conception of motivation, in
the crudity of his class division, in his use of evidence. But Beard
was right in trying to strip the creation of the Constitution of its
mythical and heroic character in order to make it a humanly
comprehensible matter of earthly political conflict and social
interests. Wills would have us forget this Beardian legacy and return
to an image of high-minded demigods trying to work a miracle. Wills
quite rightly stresses the immense distance of the eighteenth-century
world from our own, but we make a serious mistake and unnecessarily
denigrate ourselves if we think of the Founding Fathers as heroes, as
something other than men like ourselves with interests and social
positions to promote.
Anachronism in History: The Vineyard of
Liberty. Volume 1 of The American Experiment, by James MacGregor
Burns (New York: Knopf, 1982) [1982] (p. 30):
We Americans, unlike many Europeans, have tended to see our history
as a product of conscious intentions and purposeful leadership. We
have not usually thought of ourselves as caught up in large impersonal
forces sweeping us along to destinies we have not chosen. Which is to
say that we generally have not had a tragic vision of our past. But
there is in our history one notable exception to this: the Civil
War. Of all the great events of American history, only the Civil War
has been viewed as tragic. Only such a bloody, fratricidal conflict was
awesome enough to seem to be beyond traditional American political
management. Yet as unaccustomed as we are to being imprisoned by
circumstances, it is not surprising that some of us have been
unwilling to see even the Civil War as the result of inexorable forces
beyond human control. Consequently, that war has become the only major
event in our history that has aroused among historians a continual
debate over whether it was inevitable or avoidable. The Civil War has
become a kind of test of America's ability to govern its fate.
(pp. 38-39):
This is romantic American optimism carried to extremes. Somehow
from somewhere some great hero, some Lochinvar, might have ridden in
and rescued Americans from their predicament. Thus for Burns the
coming of the Civil War cannot be a true tragedy, the kind of tragedy
that sees the inescapable boundaries within which people have to
act. The "tragedy" that he perceives lies elsewhere, in the fact that
neither side saw how like the other it was, that neither side linked
liberty "to equality and other principles in a well-considered
hierarchy of values," and that neither used government creatively and
positively to cure its ills. In other words, the "tragedy" for Burns
lies in the fact that those poor benighted people back then were not
more like us -- or more like the citizens Burns wants us to be.
[2008] (p. 39):
Since we can never completely escape, even imaginatively, from our
present, some degree of anachronism is inevitable in all history
writing. But any good historian needs constantly to worry about the
problem of injecting his or her contemporary consciousness back into
the past. As Yogi Berra might put it, it is difficult to write
history, especially about the past.
Narrative in History: The Glorious Cause: The American
Revolution, 1763-1789, Volume 3 in the Oxford History of the
United States, by Robert Middlekauff (New York: Oxford University
Press) [1982] (p. 50):
Essentially, Middlekauff shows no real appreciation of the
revolutionary character of the Revolution; he never makes sense of why
an English radical like Richard Price thought it was the most
important event in the history of the world since the birth of
Christ. He mentions Jefferson's revolutionary achievements in Virginia
-- his abolition of entail, his bill for religious freedom, and his
legal reforms -- but he never succeeds in relating these to the
Revolution as a whole. He sees little of the social and economic
consequences of the Revolutionary paper money emissions. In the end,
Middlekauff's Revolution remains pretty much a colonial war for
independence, albeit an inspiring one.
(p. 54):
Most American historians did not have much appreciation for the
intellectual fashions of the late twentieth century. Perhaps nothing
is more revealing of this than the fumbling historians go through
trying to deal with the work of Michel Foucault. Foucault seemed to be
writing about the issues historians like to write about, such as
changes through time in European methods of disciplining and punishing
criminals. Thus historians try to hold Foucault up to their
traditional understanding of change and their traditional standards of
verification and evidence without ever appreciating that it is
precisely these traditions of history writing that Foucault is out to
smash.
Even more disconcerting to historians are the ways in which
imaginative writers have been questioning the distinction between
history and fiction, more or less in the spirit of "it's all made up
anyhow." Thus E. L. Doctorow in his novel Ragtime claims that
his fabrication of the past is no less authentic than that of the
historian. "There's no fiction or nonfiction now," he has said,
"there's only narrative." Facts about the past are what the writer
says they are. Asked whether Emma Goldman and Evelyn Nesbit ever
really met, Doctorow replied, "They have now."
The Lessons of History: The March of Folly: From Troy to
Vietnam, by Barbara W. Tuchman (New York: Knopf, 1984) [1984]
(pp. 64-65):
Tuchman is now nothing if she is not scientific, at least in her
claims. She begins her book with a taxonomy of misgovernment. She says
there are four kinds of misgovernment, often in combination: (1)
"tyranny," (2) "excessive ambition," (3) "incompetence or decadence,"
and finally, (4) "folly or perversity." This last is the focus of her
book, which she describes as "a generalized inquiry" into the ways
governments have committed folly by acting against their own best
interests. Political philosophers from Plato on, she writes, have
investigated the major issues of ethics, sovereignty, the social
contract, freedom and order, and so on, but few of them, "except
Machiavelli," have bothered with "mere folly, although folly has been
a chronic and pervasive problem."
Tuchman aims to make up for this neglect. Examples of folly, she
believes, are "timeless and universal" and "independent of era or
locality." These constants, these scientific principles, are what she
is after. All the particulars of political events, all the peculiar
and specific facts, "must be sifted out in the hope that abiding
principles may appear." By isolating these abiding principles of
politics she hopes to become a sort of Machiavelli for the masses.
To qualify as folly for her purposes, a government's actions must
meet three criteria: (1) they must have been perceived as
counterproductive in their own time; (2) they must have been the
actions of a group, not one individual; and (3) they had to persist in
the face of alternative suggestions. In her opening chapter, Tuchman
ransacks history for various examples of such folly -- everything from
Louis XIV's revocation of the Edict of Nantes to the Japanese attack
on Pearl Harbor. But most of her book concentrates on several major
historical events that illustrate folly. After a short chapter on the
Trojan horse as a classic example of political stupidity, Tuchman
devotes a chapter each to the provoking of the Protestant Reformation
by the Renaissance popes, the British loss of America, and America's
betrayal of itself in Vietnam.
(pp. 71-72):
Unlike sociology or political science, history is a conservative
discipline -- conservative, of course, not in any contemporary
political sense but in the larger sense of inculcating skepticism
about people's ability to manipulate and control purposefully their
own destinies. By showing that the best-laid plans of people usually
go awry, the study of history tends to dampen youthful enthusiasm and
to restrain the can-do, the conquer-the-future spirit that many people
have. Historical knowledge takes people off a roller coaster of
illusions and disillusions; it levels off emotions and gives people a
perspective on what is possible and, more often, what is not
possible. By this definition Americans have had almost no historical
sense whatsoever; indeed, such a sense seems almost un-American.
Too much of this historical sense, too much skepticism, is not, of
course, very good for getting things done. Which is why Nietzsche
believed that "forgetfulness is a property of all action." Too much
"rumination," too much "historical sense," he wrote, "injures and
finally destroys the living thing, be it a man or a people or a system
of culture." Fortunately, however, there seems to be little danger of
our becoming too historically minded in America today.
Continuity in History: Albion's Seed: Four British
Folkways in America, by David Hackett Fischer (New York: Oxford
University Press, 1989) [1989] (pp. 76-77):
during the period between the early seventeenth century and the
American Revolution, the British colonies were settled by at least
four great waves of English-speaking immigrants. The first was an
exodus of about twenty thousand Puritans, mostly from the eastern
region of England, to Massachusetts in the period from 1629 to
1640. The second was the migration of a small group of royalist
Cavaliers and large numbers of indentured servants from the south of
England to Virginia between the early 1640s and the 1670s. The third
was the migration of twenty-three thousand Quakers and Quaker
sympathizers from the North Midlands of England to the Delaware Valley
during the half century after 1675. The fourth was a massive flow of
English-speaking peoples from the borders of North Britain and
northern Ireland to the Appalachian backcountry during the second and
third quarters of the eighteenth century.
Although nearly all of these groups of migrants were alike in
speaking English, in being Protestants, and in being jealous of their
British liberties, they differed from one another in many ways: in
their particular brands of Protestiantism, in their social status, in
their customs, and in the British regions from whence they came. "They
carried across the Atlantic," writes Fischer, "four different sets of
British folkways which became the basis of regional cultures in the
New World." By the eve of the Revolution these four cultures were
firmly established in America. The people of each group spoke
different dialects of English, built their houses in different ways,
cooked differently and ate different foods, treated the opposite sex
and older people differently, raised and named their children
differently, and ordered their society and government differently.
These different British customs and practices have had decisive and
long-lasting effects on American life. Although less than 20 percent
of Americans today have any British ancestors, Fischer believes that
"in a cultural sense most Americans are Albion's seed, no matter who
their own forebears may have been." Strong echoes of these four
British folkways, says Fischer, may still be heard today in the major
dialects of American speech, in the regional peculiarities of American
society, in the complex dynamics of American politics, and in the
differing ideas of American liberty. The central thesis of this book,
he writes, is the legacy of these four British folkways in early
America, a legacy that "remains the most powerful determinant of a
voluntary society in the United States today."
History and the New Historicism: The Letters of the
Republic: Publication and the Public Sphere in Eighteenth-Century
America, by Michael Warner (Cambridge, MA: Harvard University
Press, 1990) [1990]
History as Fiction: Dead Certainties (Unwarranted
Speculations), by Simon Schama (New York: Knopf, 1991) [1991]
History as High Politics: The Age of Federalism, by
Stanley Elkins and Eric McKitrick (New York: Oxford University
Press, 1993) [1993] (pp. 116-117):
Yet there was truth in that Republican invective, for Hamilton and
other Federalist leaders were interested in more than stock markets
and banks and commercial prosperity. They in fact wanted to turn the
United States into a fiscal-military power that would rival the great
European states and achieve the honor and glory that all such great
states aspired to. This meant establishing for the United States a
strong national government with an elaborate administrative
bureaucracy, a standing army and navy, and the financial wherewithal
to accomplish great and noble deeds. The whole structure would be held
together not by republican virtue, which Hamilton thought was
chimerical, but by patronage, interest, ceremony, and force -- the
kind of ligaments monarchies used. So although the Federalists
technically did not want to set a king upon an American throne, they
were indeed seeking to infuse enough monarchical elements into
American life to lend weight to the Republican fears of Federalist
monarchism.
Microhistory: The Kingdom of Matthias: A Story of Sex and
Salvation in Nineteenth-Century America, by Paul E. Johnson and
Sean Wilentz (New York: Oxford University Press, 1994) [1994]
(pp. 119-120):
Early nineteenth-century America witnessed the greatest outpouring
of religious feeling in Christendom since the religious turbulence of
seventeenth-century England or perhaps the Reformation. Amid all the
momentous events of what came to be called the Second Great Awakening,
one year, 1830, seems to stand out. (Is it just coincidental that 1830
was also the year that Americans reached a level of consumption of
alcoholic spirits -- four gallons per person -- that was the highest
for any year in all of American history and one of the highest in the
world?) In that spirit-soaked year the great evangelical preacher
Charles Grandison Finney came to Rochester, New York, the
fastest-growing community in the United States, and launched a
religious revival that eventually shook the nation. In that same year
the celibate communitarian sect called the Shakers attained the
greatest number of members than at any other time in its history.
At the same time, Alexander Campbell, a seeker of primitive
Christianity, broke from the Baptists and began publication of the
Millennial Harbinger in preparation for the momentous alliance
of his Campbellites with Barton Stone and the creation of the
Disciples of Christ, which within decades became the fifth-largest
denomination in America. In 1830 a twenty-five-year-old failed farmer
from Palmyra, New York, Joseph Smith, Jr., having translated some
golden plates given to him by the angel Moroni, published a
six-hundred-page American bible, the Book of Mormon, which began the
Church of Jesus Christ of Latter-day Saints. And in that same crucial
year, 1830, a down-and-out carpenter in Albany, New York, named Robert
Matthews experienced a revelation that turned him into the wandering
Jewish prophet Matthias.
(p. 129):
Yet beneath all this subtle mocking of the search for significance,
Johnson and Wilentz do have some ideas about what was happening in the
larger society that can explain Matthias's cult and, indeed, can
explain how America in the early nineteenth century experienced "one
of the most extraordinary spells of sectarian invention that the
nation, and world, has ever seen." The most important underlying
force, they suggest, was what they and other historians have called
"the market revolution," that transformation peaking in the years
between the 1820s and the 1840s "that took the country from the fringe
of the world economy to the brink of commercial greatness."
(pp. 130-131):
What does seem fundamental to this explosion of religiosity in the
late eighteenth and early nineteenth centuries are the great numbers
of radical changes that took place in people's personal and social
relationships, relationships that compared to other early modern
societies were often weak and tenuous to begin with. Whatever
transformed these relationships -- whether it was the so-called market
revolution, or the disestablishment of the Old World churches, or
rapid population growth and movement, or the cries of equality coming
out of the American Revolution -- created needs and anxieties that
often found resolution in religion. The sudden emergence in the early
nineteenth century of new sects like the Mormons and weird cults like
that of Matthias was certainly expressive of changes in social
relationships and in American religious thinking that historians have
only begun to explore.
Truth in History: Telling the Truth About History, by
Joyce Appleby, Lynn Hunt, and Margaret Jacob (New York: W. W. Norton,
1994) [1994] (p. 138):
The effects of the upheavals of the 1960s were felt everywhere in
American culture, but especially in the colleges and universities. The
1960s democratized higher education in America. Never before did so
many men and women from so many different social backgrounds go to
college and earn higher degrees. Among the people from diverse
backgrounds entering the historical profession were increasing numbers
of women. The number of new female Ph.D.s in history steadily grew
through the decade and the decades following. In 1970 only 13 percent
(137) of new Ph.D.s were awarded to women; by 1989 that had increased
to 37 percent. As the character of the history profession changed and
became more diverse, so did the subjects the historians wrote
about. Between 1958 and 1978 the proportion of doctoral dissertations
written on social history quadrupled, and social history surpassed
political history as the primary area of historical research.
More important than the change in subjects, however, was the
radical shift in perspectives. Instead of focusing on statesmen,
generals, diplomats, and elite institutions, the new social historians
over the past thirty years have concentrated on "America's outsiders
-- the poor, the persecuted, and the foreign," and thus they have "put
their research on a collision course with the conventional accounts of
the American past." For the most part, the stories of these outsiders
have not been celebrations of heroic achievement and patriotic glory;
rather, they have been "tales of frustration and disappointment which
cannot be easily assimilated to the monolithic story of American
success."
History Versus Political Theory: If Men Were Angels:
James Madison and the Heartless Empire of Reason, by Richard
K. Matthews (Lawrence: University Press of Kansas, 1995) [1995]
(pp. 149-150):
So widely accepted is this view of Madison that Matthews makes no
effort to dispute it head on. In fact, he spends an extraordinary
amount of time detailing the various ways Madison, with his "brilliant
liberal mind," contributed to the making of the liberal American
republic. In the process he draws out starkly the pessimistic
implications of Madison's liberal thinking. Madison, he tells us, was
no democrat; democracy for Madison was "a fool's illusion." And since
Madison's ideas stand for American culture, America is no real
democracy either. Madison's dream, like any "liberal's dream," was
"life without others," which, says Matthews more than once, was really
a "nightmare." His politics, which are American politics, was "the
politics of sin, cynicism, and suspicion." A liberal like Madison has
an accountant's mentality with no place for compassion and caring. All
that matters in Madison's liberalism is the individual and his
property, especially his property. And so it goes. Despite his
acceptance of Madison's brilliance, Matthews has written a devastating
critique of Madison's political thought.
Wood's reply to a letter by Matthews [1996] (p. 161):
Historians are as interested in the ideas and ideologies of the
founder as political theorists like Matthews. What is different about
the two disciplines is their purpose. Historians attempt to recover a
past world as accurately as possible and try to show how that
different world developed into our own. Political theorists who work
with the ideas of the past have a different agenda. They are primarily
interested in the present or future conditions of political life and
see the past ideas as merely the sources or seeds for present or
future political thinking. They are, as historians like to say, very
"whiggish"; they usually see the past simply as an anticipation of our
present, and thus they tend to hold people in the past responsible for
a future that was, in fact, inconceivable to them. So if you think
modern liberalism is heartless, then go back and blame John Locke or
James Madison or any to the other presumed contributors to a modern
"bourgeois notion of property." Of if you want an alternative future
for America, then go back and find in Jefferson's thought some
idiosyncratic notions about ward democracy and the earth's belonging to
the living.
History Without Ideas: A Struggle for Power: The American
Revolution, by Theodore Draper (New York: Times Books, 1996)
[1996]
History and Heritage: American Scripture: Making the
Declaration of Independence, by Pauline Maier (New York: Knopf,
1997) [1997] (p. 182):
It turns out that the Declaration is not so extraordinary after
all, that Jefferson was not as original or as important as he is
sometimes pictured in drafting it, and that we don't have to know
about the ideas of Jean Jacques Burlamaqui or Francis Hutcheson to
comprehend it. Maier is a historian through and through, and in her
expert hands the Declaration is set in its proper historical context
and becomes what it was in 1776: simply "a workaday document of the
Second Continental Congress" and "one of many similar documents of the
time in which Americans advocated, explained, and justified
Independence." Her book is contextual history at its best.
(pp. 184-185):
Her most important contribution to our understanding of the origins
of the Declaration is her long second chapter on "The 'Other'
Declarations of Independence." In her research she uncovered at least
ninety different declarations of independence that Americans in the
colonies (later states) and localities adopted between April and July
of 1776, most of which have been forgotten under the influence of our
national obsession with the Continental Congress's Declaration of
Independence. These declarations were issued by a wide variety fo
groups and institutions: Massachusetts town meetings, New York
mechanics, Pennsylvania militiamen, Maryland and Virginia county
conventions, and South Carolina grand juries. They were very much
expressions of popular feeling from the bottom up. In fact, Maier
believes that these "state and local 'declarations of Independence'
offer the best opportunity to hear the voice of the people from the
spring of 1776 that we are likely to get."
(p. 189):
Jefferson's preamble with its ringing phrases about equality and
rights is what we today most remember and care about; in fact, the
preamble alone is what has made the Declaration the most sacred of all
American political documents. For this reason, modern scholars have
tended to ignore the charges against the king and to focus on the
preamble, treating it as high philosophy and looking for its sources
in every conceivable corner of the intellectual world of
eighteenth-century Europe. Maier knows better; she knows that the
Declaration was not a philosophical but a political and constitutional
document, and she finds the sources of its preamble in the writings of
contemporary Americans, especially in George Mason's draft of the
Virginia Declaration of Rights. There was nothing new, says Maier, in
what Jefferson said. All of the sentiments that Jefferson so
eloquently expressed -- from "created equal" to "the pursuit of
happiness" -- were "absolutely conventional among Americans of his
time."
(pp. 191-192):
As Americans began sanctifying Jefferson and his Declaration, they
increasingly concentrated on its preamble, particularly on the phrase
"all men are created equal." Workers, farmers, and women's rights
advocates began using the Declaration to justify their quests for
equality and their opposition to the tyranny of others. The most
powerful invocations of the Declaration, however, were made by the
opponents of slavery who stressed what William Lloyd Garrison called
the "horrible inconsistency" between the Declaration's professions of
liberty and equality and America's continuance of slavery. This in
turn provoked the defenders of slavery, like John C. Calhoun of South
Carolina, to claim that there was "not a word of truth" in the
Declaration's notion that all men were created equal. By the 1850s
antislave politicians like Abraham Lincoln had come to believe that
the equality phrase in the Declaration was "the father of all moral
principles" and the basic "axiom" of a free society. Maier admits that
in many respects the Southern defenders of slavery often offered a
more historically accurate understanding of the Declaration than did
slavery's opponents. Lincoln's "version of what the founders meant,"
for example, "was full of wishful suppositions."
But whether it was bad history or not, Lincoln's appeal to equality
in the Declaration as the moral standard for Americans was not, in
Maier's convincing view, a single-handed sleight of hand foisted on
the nation, as Willmoore Kendall, M. E. Bradford, and Garry Wills have
argued; rather it was the natural consequence of the ways many
Americans over the previous generation had used the ideal of equality
to advance a variety of causes. Lincoln by himself no more gave the
nation a new past than Jefferson by himself created the Declaration of
Independence. The Declaration, Maier says, belongs to the whole
culture that continually reinterprets it; "its meaning changes as new
groups and new causes claim its mantle, constantly reopening the issue
of what the nation's 'founding principles' demand."
Comparative History: The Americas in the Age of
Revolution, 1750-1850, by Lester D. Langley (New Haven: Yale
University Press, 1997) [1997] (pp. 196-197):
Since the late 1960s this traditional belief in American
exceptionalism has eroded in a variety of ways. Many intellectuals
have concluded that the United States no longer has a divinely
consecrated place in the vanguard of history. The country's history
does not seem exceptional after all: the United States is not exempt
from the constraints and contingencies of history. The conflict in
Vietnam convinced many that the moral character of the United States
was not different from that of other nations. Americans, it seemed, no
longer had any uniquely transcendent part to play in the world in
promoting liberty and democracy. At the same time, America's sense of
difference from Europe, on which its exceptionalism was originally
founded, has slowly disappeared as European nations have attained
standards of living and degrees of freedom and democratic political
stability that are equal to, if not higher than, those of the United
States. Even the conservative celebrator of America Irving Kristol
admits that America now is "a middle-aged nation," not all that
different from the older nations of England and France. "American
exceptionalism," he says, is virtually over. "We are now a world
power, and a world power is not a 'city on a hill,' a 'light unto the
nations' -- phrases that, with every passing year, ring more hollow."
For the first time in our history, we Americans are confronting the
fact that the United States may be just another nation among nations
without any special messianic destiny.
(pp. 203-204):
At any rate, the Revolution set forth ideals of liberty and
equality that had contagious effects in expanding political
participation and in challenging traditional elite rule. In some parts
of the country black slaves who fought the British were granted their
freedom. Yet, Langley writes, because the Revolutionary leaders feared
social disorder, they sought strenuously to limit the social forces
unleashed by the Revolution and were largely successful in doing
so. "The inequities in wealth that had characterized prerevolutionary
British America remained." Their revolution thus became a "social
revolution promised but left unfulfilled." By 1800 the Revolutionary
leaders had no further need of a large professional army and could
safely reduce the nation's military force to a small frontier
constabulary. Because the people of the United States "had been
mobilized for war, but the experience had not militarized society,"
they "escaped dictatorship or militarism" and the fate of the Latin
American republics.
Langley next describes the Haitian Revolution, which he calls "the
revolution from below." It began in 1790 on the French island colony
of Saint Domingue with an uprising of free coloreds. The free
coloreds, a diverse group that numbered about thirty thousand and
included French-educated planters, tradesmen, artisans, and small
landowners, had been infected with French revolutionary principles and
now demanded equality with whites. The whites numbered about forty
thousand, but they were bitterly divided between the more prosperous
grands blancs and the disorderly petits blancs. Beneath
the whites and the free coloreds were half a million African
slaves.
Neither the whites nor the free coloreds realized the extent to
which their civil war was affecting the slaves. In August 1791 the
slaves on the northern plains rose up, soon becoming a force of twelve
thousand that began killing whites and destroying plantations. Brutal
retaliation by the whites did not stop growing numbers of slaves from
deserting the plantations. Confronted with this rebellion from below,
French officials sought to forge an alliance between the whites and
the free coloreds and sent six thousand troops to put down the
rebellion. But the whites and free coloreds were so divided by
factions that the fighting became worse and eventually spilled over
into the Spanish portion of Hispaniola. With the end of the French
monarchy and the outbreak of war between France and England in 1793,
English forces invaded the island and soon became entangled in the
brutal racial wars. Although the great ex-slave leader of the revolt,
François-Dominique Toussaint L'Ouverture, tried to preserve a
multiracial society, he could not contain the chaos that spiraled into
the rebellion's eventual goal of eliminating both slavery and
whites.
(pp. 205-206):
Out of a total population of 13.5 million in Latin America in 1800,
there were 3.5 million whites, most of whom were American-born
(creoles); there were only about 30,000 Spanish-born
(peninsulares), who were sent out by the Crown to staff the
offices of the imperial bureaucracy. Although many creoles managed to
secure a share of these imperial offices, their local power remained
dependent on the law and institutions radiating out from the Crown in
Spain. Unlike the American politicians in the British colonies, these
creole leaders in Latin America never developed popular representative
institutions like the North American colonial assemblies that existed
outside the imperial bureaucracy and contested its authority.
Yet the Latin American revolutions originated in circumstances
similar to those that precipitated resistance and revolution in
British North America; they were touched off by the attempts of
Spanish officials both to tighten their control over and to raise
revenues from their empire during the last third of the eighteenth
century. Although the Spanish creole elites were as angry at the new
taxes and the arbitrariness of the imperial reforms as the
British-American patriots were, they were reluctant to resist imperial
authority too directly and to move toward independence in the
relatively aggressive manner of the British-American leaders. Unlike
the North American leaders, they were a minority amid a mass of
mestizos, mulattoes, Indians, and slaves whose passions they feared
exciting. Despite being inspired by the example of the successful
North American revolution against imperial authority, they also knew
from the experience of Haiti the dangers of arousing a revolution from
below.
Yet Napoléon's invasion of Spain and his removal of the Spanish
king from the throne in 1807-8 made change inevitable and aroused
calls for independence. Still, the creoles hesitated. Liberators like
Simón Bolivar and José de San Martin realized they could never win the
struggle for independence without mobilizing the lower orders of
slaves, Indians, and those of mixed descent; yet they also feared that
the social consequences of such a mobilization might make the costs of
independence too high. So the creole elites equivocated and took away
privileges and rights even as they promised them,and repressed the
lower orders even as they freed them.
By 1826 both Spain and Portugal were finally driven from the New
World, with Spain retaining in America only the islands of Cuba and
Puerto Rico. Seventeen Spanish-American states and Brazil achieved
independence, but their revolution, says Langley, became "the
revolution denied." The initial calls for liberty ended with desperate
searches for authority. [ . . . ] Order could be
maintained only by force.
Postmodern History: The Name of War: King Philip's War
and the Origins of American Identity, by Jill Lepore (New York:
Knopf, 1998) [1998] (pp. 212-213):
One of the most important consequences of the upheaval in the
writing of American history that has taken place over the past
generation has been the new attention paid to the Indians. A century
ago historians of early America scarcely acknowledge their
existence.In the opening paragraphs of his essay in the first issue of
the American Historical Review in 1895, Frederick Jackson
Turner set forth his entire frontier thesis for understanding the
origins of the United States, and the Indians had no place in it. For
Turner, the New World the Europeans came to in the seventeenth century
was "virgin soil," an "unexploited wilderness" out of which American
distinctiveness was born. Indeed, wrote Turner, it was "the fact of
unoccupied territory in America that sets the evolution of American
and European institutions in contrast."
No historian of early America would write that way anymore. Through
the efforts of a squadron of scholars, the Indians have made their
presence felt in early America. During the past several decades works
dealing with the native peoples of North America in the colonial
period have multiplied dramatically. Since the 1960s the William
and Mary Quarterly, the principal journal in the field of early
American history, has increased its publication of articles on Indians
fivefold. Some of the best historians in the United States have been
turning to the indigenous peoples as a subject of research, and books
on Indians in early America have begun winning prestigious prizes.
(pp. 214-215):
Although King Philip's War is the most bloody and destructive war
in the history of all the American people, it began simply enough. In
late January 1675,l John Sassamon, a Christian Indian who had recently
warned the English colonists of a possible Indian uprising, died in
mysterious circumstances. Three Wampanoags close to Philip, the
Wampanoag ruler, were tried for the murder of Sassamon and found
guilty, and in June 1675 they were executed by Plymouth Colony. The
executions touched off Indian attacks on English settlements that
quickly escalated into a ferocious conflict that spread throughout
large parts of southern New England. By the time Philip was shot
fourteen months later in August 1676, thousands of people had been
killed, both English and natives.
Indeed, the war inflicted greater casualties in proportion to
population than any other war in American history. By August 1676
twenty-five English towns, more than half of all the English
communities in New England, had been destroyed, and the line of
English settlement had been pushed back almost to the coast. English
efforts tocolonize New England over half a century were nearly wiped
out. The Indian losses were even greater. Not only were thousands
killed by war, starvation, or disease, but thousands more were sold to
the West Indies as slaves. Even Christian Indians who had been loyal
to the English were not spared. Most were removed from their "praying
towns" and imprisoned on barren islands, where many died of cold and
hunger. King Philip's War, concludes Lepore, "proved to be not only
the most fatal war in all of American history but also one of the most
merciless."
Satirical History: The Fabulous History of the Dismal
Swamp Company: A Story of George Washington's Times, by Charles
Royster (New York: Knopf, 1999) [2000] (pp. 230-231):
Maybe this was the way most people then, as now, lived their lives,
paying little attention to the headline events that dominate most
history books. Certainly reading Royster one would scarcely realize
that this aristocracy ever much cared about the political principles
of liberty, virtue, and independence that they so often talked
about. All that mattered to these aristocrats, Royster implies, was
acquiring land, making a fortune, consuming conspicuously, and
establishing dynasties. So the House of Burgesses' disagreement with
the royal governor in 1769 over Parliament's power to tax the
colonists, in which Washington took the lead, did not prevent
Washington from trying at the same time to persuade the governor to
give to the French and Indian War veterans two hundred thousand acres
along the Ohio River. As Royster mischievously points out, Washington
had a "scheme" in which he hoped to buy, at the cheapest possible
rate, many of the veterans' grants without the veterans' knowing who
was actually making the purchase.
This Virginia aristocratic world that Royster describes should be
appalling. It is, after all, a world of corruption and cronyism, a
world of shady deals and unscrupulous bargains in which everyone had
his price -- a world, in the words of a visiting English clergyman, of
"extravagance, ostentation, and a disregard of economy." The "maxims so
generally embraced" in Virginia, declared Robert Beverly in 1761, were
"being in Debt & making great Promises for the future.
Multicultural History: Becoming America: The Revolution
Before 1776, by Jon Butler (Cambridge: Harvard University Press,
2000) [2000] (pp. 237-238):
Early modern Europe was a society in motion, and many Europeans
were used to people of all sorts coming and going everywhere. But no
European country, not even the Netherlands, which contained a wide
variety of peoples, experienced the movement and diversity that
transformed Britain's mainland colonies between 1680 and 1760. During
the first half dozen decades or so of colonization in the seventeenth
century, England's North American settlements had remained relatively
simple and primitive societies. There was little ethnic
diversity. Nearly 90 percent of the tens of thousands of European
immigrants to these early colonies were English. Their hold on the
continent was far from secure, and they often struggled in orgies of
blood and violence to maintain themselves against the natives, who
originally outnumbered the early European settlers, in some areas by
as many as ten to one.
In the eight or nine decades after 1680, however, all this
changed. The Indians saw their numbers drastically reduced, and many
of the remaining natives were pushed westward. In the southern
colonies, the Indian population declined from about two hundred
thousand to fewer than sixty thousand. Not only were the numbers of
separate tribal groups east of the Mississippi reduced by half in the
course of the eighteenth century, but in all the mainland colonies,
writes Butler, "whole Indian cultures disappeared." At the same time,
the European population expanded by leaps and bounds, from fewer than
two hundred thousand people in 1690 to over two million by 1770.
(p. 241):
In his final chapter, "1776," Butler is at pains to deny that all
of the dynamic developments of the eighteenth-century colonies caused
the American Revolution or made it inevitable. The Revolution, he
says, was essentially a product of political events in 1763-76. Still,
he cannot help but believe that all the social, political, and
cultural transformations that he has described had a decisive
influence on the character of the Revolution. Indeed, he says that all
those transformations had made American society "the first modern
society," and the Revolution thus became "the first modern revolution,
the model for the French Revolution of 1789 and subsequently
for so many nineteenth- and twentieth-century revolutions."
(pp. 247-248):
What ultimately made the American Revolution modern was not simply
that it created a republic but that it changed the way people related
one to another. Americans became modern not because they were diverse
in origins and religions, but because they came to believe that all
citizens were equal and independent and that all authority had to be
earned by achievement and based on consent. Butler in his rich and
readable book never quite explains why they should have come to
believe in these ideals.
History and Myth: Inheriting the Revolution: The First
Generation of Americans, by Joyce Appleby (Cambridge: Harvard
University Press, 2000) [2000] (p. 258):
From the beginning of the twentieth century "dissenting
historians," as Appleby pointed out in an earlier work written with
two colleagues, have always opposed "the conflation of democracy and
free enterprise." But she herself has never been reluctant to link
capitalism with ordinary people, with democracy, and with its
spokesman Jefferson -- even in the face of a historical profession not
all that eager to accept that linkage. Many historians want to believe
that capitalism was created and sustained by narrow elites and
profit-seeking capitalists -- Hamilton and his moneyed men, for
example. They do not like to see any connection between democracy,
which is a good thing, and capitalism, which presumably is not such a
good thing. Although Appleby is not necessarily celebrating this
linkage, she has been committed to it for decades; and as a good
historian she cannot help describing it in the same exultant terms
that many of her characters in her period used. Of course, she often
prefaces her many anecdotes and success stories with reminders about
the harm done and the people left behind. She pauses to tell us of the
plight of the Indians, of women, and of African Americans. She points
out that many people went bankrupt and many were hurt by the rapid
growth of commerce. But her general thrust is celebratory.
Afterword [2008] (pp. 262-263):
It is fascinating that Tocqueville's account of America of the
early 1830s should have had such resonance for Americans through the
subsequent decades and still have resonance for us at the beginning of
the twenty-first century. If historians are correct in their belief
that theories of government cannot really transcend particular times
and circumstances, why do Tocqueville's idea of American democracy
created in the 1830s continue to seem so meaningful nearly two
centuries later? The answer lies in the point of Appleby's book: that
the generation of Americans that Tocqueville observed has had an
inordinate influence on American identity and American values.
This first generation to come of age following the Revolution
created a myth of American identity -- the America of enterprising,
innovative and equality-loving Americans -- a myth of identity that,
as Appleby shows, was so powerful that succeeding generations could
scarcely question it. Indeed, Jacksonian America has always seemed to
be the most American of all eras. It seems to be the central point in
the trajectory of American history, the point toward which all
previous American history was developing and the point from which all
subsequent American history seems to be receding. The Jacksonian era
was the period that defined the basic elements of America's
individualistic and egalitarian get-up-and-go materialistic
culture. Tocqueville came to America at the very moment when Americans
were constructing their sense of nationhood -- a sense of America as
the land of enterprise and opportunity, as the place where anybody
who works hard can make it, as the nation of free and scrambling
money-making individuals pursuing their happiness. This conception of
the liberal American dream is alive and well even today, if not for
many academics, then at least for many other Americans, including most
recent immigrants. This is why Tocqueville's great work of political
theory, even though it grew out of the peculiar circumstances of
Jacksonian America, still retains its power for us today.
History as Cultural Criticism: On Hallowed Ground:
Abraham Lincoln and the Foundations of American History, by John
Patrick Diggins (New Haven: Yale University Press, 2000) [2000]
(pp. 265-266):
America, Diggins wants us to understand, is liberal through and
through. After all the masks, all the isms, are peeled away, there
remains liberalism and only liberalism at the core of American
culture. And any attempt to deny this elementary fact of American life
is only a snare and a delusion. America's liberalism "cannot imagine a
possibility beyond itself." It "has no second act in history because it
cannot liberate itself from itself."
By liberalism, Diggins means "a body of ideas that regards matter
and property, comprehended by mind and conscience, as elementary and
irreducible realities and views liberty and natural rights as the
means by which happiness is pursued and freedom protected." This body
of liberal ideas, he says, can be traced largely to the
seventeenth-century philosopher John Locke, who first included in the
meaning of property the value of the labor that went into creating
that property. Locke is everywhere in Diggins' book, usually as a
metonym for liberalism, but often as an authentic historical figure
personally influencing American thought. (Since Locke attacked
patriarchy, he calls him "the first male feminist.") Diggins suggests
that the seventeenth-century Locke spoke more directly to Abraham
Lincoln and the nineteenth century than did Thomas Jefferson.
Race, Class, Gender and History Writing: The Unknown
American Revolution: The Unruly Birth of Democracy and the Struggle to
Create America, by Gary B. Nash (New York: Viking, 2005)
[2005]
Presentism in History: Dark Bargain: Slavery, Profits,
and the Struggle for the Constitution, by Lawrence Goldstone (New
York: Walker, 2005); American Taxation, American Slavery, by
Robin L. Einhorn (Chicago: University of Chicago Press, 2006) [2007]
(pp. 294-296):
No one can deny the importance of slavery to the development of
early America. Of the total American population of two and a half
million on the even of independence, one fifth -- a half million men,
women, and children -- was enslaved. The most populous colony,
Virginia, had the most slaves -- two hundred thousand, or 40 percent
of its population. Although most slaves lived in the southern
colonies, slavery was not inconsequential in the North. Fourteen
percent of New York's population was enslaved. New Jersey held 8
percent and Rhode Island held 6 percent of their population in
lifetime hereditary bondage. Northerners, especially Rhode Islanders,
were also deeply involved in the international slave trade. Slavery
existed throughout the colonies, and nearly every white American
colonist directly or indirectly benefited from it.
It is also important, however, to provide some historical context
for understanding the omnipresence of slavery in colonial America. We
need to know just how cruel and brutal the eighteenth-century ancien
régime was in the years before the Revolution -- cruel and brutal in a
multitude of ways. Not only was there black slavery, but many whites
were denied freedom and kept in various degrees of dependency. Indeed,
the ubiquity of servitude in that patriarchal age tended to blur the
conspicuousness of black slavery, especially in the North. Many
masters regarded their white servants as "filth and scum," "miserable
wretches," "insolent young Scoundrels," and sometimes treated them as
harshly as masters treated their African slaves. A drunken and abusive
servant being transported by ship to Virginia in the 1770s, for
example, was horse-whipped, put in irons and thumbscrewed, and then
gagged for a night and handcuffed for nine days.
Of course, such harsh treatment of white servants was rare compared
to the ferocity with which some eighteenth-century masters treated
their slaves. Regarding the African slaves as little more than
animals, the slaveholders bought them at market, branded them,
sometimes gave them names ordinarily reserved for dogs and horses, and
bridled, haltered, and punished them as if they were domesticated
livestock. Still, "the similarities in the treatment of slaves and
servants, and in attitudes toward slaves and the poor," writes Philip
D. Morgan, the distinguished historian of early American slavery,
"help explain how the overwhelming majority of Anglo-Americans took
slavery for granted."
Afterword [2008] (p. 308):
I suppose the most flagrant examples of present-mindedness in
history writing come from trying to inject politics into history
books. I am reminded of Rebecca West's wise observation that when
politics comes in the door, truth flies out the window. Historians who
want to influence politics with their history writing have missed the
point of the craft; they ought to run for office.